The International Criminal Court's Office of the Prosecutor supports the Human Rights and International Law Forum run by the Sanela Diana Jenkins Foundation at UCLA School of Law

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Luis Moreno-Ocampo ICC Prosecutor

Topic for January 2011 – May 2011

Darfur Question What are the obligations of Contracting Parties to the Genocide Convention to implement arrest warrants for genocide issued by the ICC, and of African Union State Parties to implement ICC arrest warrants generally?

This debate addresses three key legal issues raised by the arrest warrant issued by the ICC Pre-Trial Chamber on 12 July 2010 against Sudanese President Omar Al Bashir for genocide. The Pre-Trial Chamber found that there are reasonable grounds to believe that President Al Bashir was responsible for three counts of genocide committed against the Fur, Masalit, and Zaghawa ethnic groups in Darfur: genocide by killing, genocide by causing serious bodily or mental harm, and genocide by deliberately inflicting on each target group conditions of life calculated to bring about the group’s physical destruction.

The first set of issues relates to obligations arising from the Genocide Convention. In terms of Article I of the Genocide Convention, Contracting Parties undertake to prevent and punish genocide. Article VI provides that: “Persons charged with genocide or any of the other acts enumerated in article III shall be tried by a competent tribunal of the State in the territory of which the act was committed, or by such international penal tribunal as may have jurisdiction with respect to those Contracting Parties which shall have accepted its jurisdiction.” The argument has thus been made that in the absence of national proceedings by a competent tribunal in the territorial State, Contracting Parties to the Genocide Convention, including those not parties to the Rome Statute of the ICC (ICC Statute), have an obligation to implement arrest warrants for genocide issued by the ICC. This proposition raises a number of questions. What are the obligations, if any, of Contracting Parties to the Genocide Convention, to implement arrest warrants on genocide counts issued by the ICC, irrespective of whether they are States Parties to the ICC Statute? Does the ICC qualify as an “international penal tribunal”? Under what conditions may States be deemed to “have accepted the jurisdiction” of the ICC? Does becoming a subject of an arrest warrant qualify as being “charged”?

A second issue relates to whether Contracting Parties may refuse to cooperate with arrest efforts on grounds of immunity?

A third set of issues relates to obligations of States Parties that are also African Union (AU) Member States. Part 9 of the ICC Statute obligates States parties to cooperate with and provide judicial assistance to the ICC, and Article 89 obligates States Parties to surrender to the Court persons subject to an ICC arrest warrant. At the same time, the AU has issued press statements and communiques warning that efforts to arrest President Al Bashir could destabilize certain African countries and interfere with diplomatic efforts to bring about peace, and has taken a decision that the AU Member States “shall not cooperate pursuant to the provisions of Article 98 of the ICC Statute relating to immunities, for the arrest and surrender” of President Al Bashir. Some have argued or suggested that AU members are therefore not obligated to arrest President Al Bashir. Others have countered that obligations pursuant to the ICC Statute may not be suspended by a decision of the AU and that only the Security Council could defer the investigation or prosecution in accordance with Article 16 of the ICC Statute. To what extent are ICC State Parties that are also AU Member States obligated to cooperate with the Court in the arrest of President Al Bashir?

Background Materials — Darfur